SETTLEMENT & TRADING

Stone Securities Corp. executes as an agency-only broker and clears all our trades through Pershing LLC. Our traders have an average of over fifteen (15) years of trading experience in both listed and over-the-counter equities. We have electronic access to all market centers and nine (9) liquidity pools. Our trading decisions are not affected by market-making, investment banking, or proprietary trading. We execute for most major wire houses because we have earned their trust and respect. We execute for hedge funds and money managers because we have beat the competition in execution quality and market impact mitigation.

Settlement Contact:
Craig Poschmann 617.297.2154
craig@stonesecuritiescorp.com

OASYS Code: STONE
Four-Letter MPID: STNE

Clearing: Pershing
DTC: 0443

STONE SECURITIES WILL BE CLEARING THROUGH PERSHING STARTING IN LATE AUGUST 2009

In an effort to provide that highest level of service and execution quality, Stone Securities is now moving to Pershing LLC for clearing and custody services. Pershing is the largest institutional clearing company in the U.S. Partnering with Pershing will enable us to provide higher quality executions in foreign stocks. Pershing's fee structure will also enable us to reduce our transaction fees on these trades.